Waratchya Srimachand, SEC Deputy Secretary-General, stated “The SEC aims to support investors in achieving financial well-being, enhancing their knowledge and understanding, and providing easy
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Rules for Being Settlor and Trustee of Real Estate Investment Trust
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)
Appendix C : Standards of Qualifying CIS of the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public Offers of ASEAN Collective Investment Schemes; (3) being in
understanding on how to effectively manage their own money and make their own financial plan. To be broadcasted on TRUE4U Digital TV, the show is now taking applications and will select 12 participants to compete
being necessary for making decision of unit holders (if any). Clause 4 This Notification shall come into force as from 1 January 2013. Notified this 21st day of November 2012. - signature- (Vorapol