that they are issued by the servicing securities company. In case of suspicion, investors should contact the compliance officer of the securities company without delay. In any case, investment

supporting declaration of identity and additional documents in case of reasonable suspicion concerning investor’s qualifications. Securities company shall revise investor’s information under the first

suspicion that such amount of money belongs to the client; (2) Securities: (a) segregating by depositing with a securities depository center or the Bank of Thailand by clearly indicate that such securities

of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without suspicion that such amount of money belongs to the client; (2

of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without suspicion that such amount of money belongs to the client; (2

well as how the auditor response to identified risks, key matters detected throughout the auditing process, and suspicion related to unusual transactions that may be an indicator of fraudulent act; 6

MANAGEMENT COMANY COMPANY LIMITED ASSET PLUS FUND MANAGEMENT COMPANY LIMITED ASCEND WEALTH COMPANY LIMITED I V GLOBAL SECURITIES PUBLIC COMPANY LIMITED INDUSTRIAL AND COMMERCIAL BANK OF CHINA (THAI) PUBLIC

MANAGEMENT COMPANY LIMITED ASCEND WEALTH COMPANY LIMITED I V GLOBAL SECURITIES PUBLIC COMPANY LIMITED INDUSTRIAL AND COMMERCIAL BANK OF CHINA (THAI) PUBLIC COMPANY LIMITED ICAP SECURITIES COMPANY LIMITED IT

suspicion that it belongs to the clients; (2) securities; (a) segregated by deposit with central securities depository, or the Bank of Thailand in a manner that such deposits are clearly identified that the

before date of maturity; (b) segregated by its own custody which must be done in a manner that such money can be clearly identified without suspicion that it belongs to the clients; (2) securities; (a