director or executive in a securities issuing company or a securities company for four months. The suspension period for the offenders serving as a director or executive in the above cases will commence

barred from serving as a director or executive in a securities issuing company or a securities company for 12 months;  (3) Pilailpit shall pay a civil penalty, and a reimbursement of the investigative

SEC’s efforts in providing technical assistance to support the Thai capital market in shifting from ESG to the SDGs, from process and policy compliance to measuring and delivering positive impacts,” Mr

Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's

and Governance (ESG), as well as to build a good eco-system for investment via the promotion of alternative in investment in ESG stocks. SEC hereby invites you to experience “Every Confident Step

Facebook page “Nvesting in the stock market” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 19/07/2024)

SEC, as the agency responsible for the supervision and development of the Thai capital market, focuses on the development of more options for SMEs and startups to mobilize funds through the capital

industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for

visibility and gain recognition of the Thai market in the international community. The SEC laid out the plan by taking into account compatibility with international standards, market accessibility for all

, and do not incur the unreasonable costs comparable to their size of business.”“SEC prepares microsite “Start to Grow” as a gift for SMEs, Startups and public to learn and understand the fundraising