as having measures for emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients

platforms such as social media channels to deceive the public through various means. For example, false advertising to solicit investments in non-existent assets, deluding investors with exaggerated high

were met. Conclusion Trigger funds are a relatively new investment product, recently gaining popularity among Thai investors. Its alluring advertisement “X% within Y months” seems to be the key message

กับ ผลิตภัณฑ์หรือให้ค าแนะน าทั่วไป (general advice) แก่ผู้ลงทุนเท่านั้น ส่วนการแนะน าการลงทุนแบบ specific advice อาจจะน าไปสู่การชักชวน (solicit) 4 เร่ือง ความเห็นของผู้ประกอบธุรกิจ ความเห็นของส า

แต่ฝ่าฝืนกฎหมายไม่ปฏิบัติตามหลักเกณฑ์ และบุคคล ทีมี่การกระทำอันไม่เป็นธรรมเกี่ยวกับการซื้อขายสินทรัพย์ดิจิทัล รวมทั้งผู้ให้บริการที่ไม่ได้รับอนุญาต แต่เข้ามาชักชวนคนไทยให้ลงทุน (solicit) เช่น ตั้งตัวแทน

public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities

securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the

operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities company undertaking securities business. Investor

have contact persons with investors, subject to approval of the Office, to sell investment units or to solicit customers or to prepare investment plans for customers. Any person so approved by the Office

Office, and arrange to have contact persons with investors, subject to approval of the Office, to sell investment units or to solicit customers or to prepare investment plans for customers. Any person so