: .................................................................................................................................................................................... With the binding agreement as follows: 3 Clause 1 We wish to express an intention to submit information electronically to the SEC Office and/or the back office service provider and agree to abide by the
provider and agree to abide by the following conditions: 1 . 1 We fully understand and acknowledge the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (Standard
greatly appreciate your participation in this public consultation. *** mailto:aunchisa@sec.or.th 11 Comments 1. Do you agree with the definition of “investment participation” to ensure no regulatory gap
. Clause 23 A mutual fund management company shall not commit by itself, connive at, or agree with another person to commit any act which causes a unitholder to obtain benefits as if a redemption payment was
add details, conditions, and execute, negotiate, agree, sign and amend any agreements, applications, evidence and documents relating to the disposal of the Company’s assets, including contact and filing
the Company to the Specific Investor (Private Placement) (Attachment 4); and (2) To negotiate, agree, sign, and to amend agreements, document, sell reports, disclosures, waivers, reports, applications
ข้อมูลภายในได้ตามเจตนารมณ์ ของการกำกับดูแล ก.ล.ต. จึงเสนอให้ภาคธุรกิจพิจารณาในกรณีที่จะผ่อนปรนหลักเกณฑ์ข้างต้น ให้ยังคงซื้อหุ้นได้ ถ้าราคาที่ซื้อไม่สูงกว่าราคาเสนอซื้อในตลาดหลักทรัพย์ฯ (bid) ราคาซื้อขาย
clients are able to bring a dispute into the arbitration procedures when they do not agree with complaint handling process made by securities and derivatives companies. The revision also includes abolishing
operations and its status as a listed company may be in jeopardy if the meeting fails to agree on the election of new directors. The extraordinary general meeting No.1/2018 is scheduled to take place on