ทรัพย์สินของ กองทุนส่วนบุคคล (“PF”) ที่ตนเองบริหารจัดการได้ (“self-custody”) โดยไม่จ ากัดประเภทและขนาดของมูลค่าทรัพย์สินของลูกค้า (asset size) แต่ต้องปฏิบัติให้เป็นไปตามหลักเกณฑ์เกี่ยวกับการเป็นผู้รับฝาก
Well-being Create Social Shared Value Self sufficient PTT Group Clean & Green Roadmap CONFIDENTIAL & PROPRIETARY Any use of this material without specific permission of PTT is strictly prohibited Aim to
เกี่ยวข้องกับการรองรับการจัดตั้งองค์กรผู้ประกอบธุรกิจในตลาดทุนที่กำกับดูแลสมาชิก (Self-Regulatory Organization) และองค์กรผู้ประกอบธุรกิจในตลาดทุน ข้อมูลทั่วไป ชื่อ-นามสกุล ตำแหน่ง ชื่อบริษัท
valuation companies and principal valuers, and (3) criteria for approving qualified associations or valuation professional entities as a self-regulated organisation. The consultation papers on the proposed
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
service presentation, as a resolution to the issue of investment and savings towards the investing public. The regulations also emphasize on the significance of self-supervision for business providers.SEC
to digital assets, build a self-protection mechanism, and keep abreast of frauds and scams on digital asset investments. The learning materials are designed by digital asset experts and presented via
protection of investors? interest. However, effective implementation needs cooperation from asset management companies in self-monitoring, self-regulating and reporting to the SEC on a regular basis. In any
) to review and adjust the assumptions for cash flows projections of those subsidiaries to calculate the recoverable amount appropriately, and to consider the adequacy and appropriateness of the