?SECID=9809 SEC advises listed companies to exercise care and caution before investing in digital assets such investment. This is to prevent material impacts on the companies’ financial position or
=9809 SEC advises listed companies to exercise care and caution before investing in digital assets such investment. This is to prevent material impacts on the companies’ financial position or operating
.” Unofficial translation FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [company’s name] filed on Position in the Company Director [ ] President
equivalent position called otherwise, and such person shall be responsible for a line of work relating to securities services, securities operation, supervision of securities operation, or research on
director, a branch manager, and also means any persons holding equivalent position called otherwise and such person shall be responsible for a line of work relating to derivatives services, derivatives
sharing between scholars and capital market executives to boost implementation of those academic papers. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that universities have produced lots of
The Securities and Exchange Commission (SEC) organized the SEC Capital Market Symposium 2023, an annual seminar to foster collaboration in research and dissemination of academic papers on capital
exempt from having qualifications as specified in the first paragraph if the applicant has the following qualifications: (1) being manager of a securities company or any person holding equivalent position
position called otherwise who take the highest responsibility in the line of work relating to capital markets, the exemption will be given to only one [1] person for each securities company; or (2) being
position called otherwise who take the highest responsibility in the line of work relating to capital markets, the exemption will be given to only one [1] person for each securities company; or (2) being