Fining Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. DAB Act S.30 Settlement Committee Meeting No. 7/2022 Settlement Committee Order No. 11/2022 Dated 28/06

%) 0.74 (58%) 0.52 (41%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 7% Total 40% 89% 9% Gov. Bond 1

(56%) 0.54 (43%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 6% Total 39% 90% 8% Gov. Bond 1

(53%) 0.55 (46%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier JPMorgan Asset Management BlackRock State Street Global Advisors 11% 7% 7% 7% 6% Total 38% 90% 8% Deposit FI Debt

(49%) 0.62 (50%) Equity Fixed income Unit trust Operator %total UT  PIMCO Lombard Odier BlackRock JPMorgan Asset Management State Street Global Advisors 11% 7% 7% 6% 6% Total 36% 90% 9% Corp. 1

KINGDOM AA+ , HONG KONG BB , VIETNAM A- , MALAYSIA 256,748 224,935 64,484 19,177 16,138 11,885 3,654 3,406 3,287 11% 7%24% 8% 0.8% 28% 19%52% 52% NOVEMBER 2020 0.02 (2%) 0.59 (44%)0.74 (55%) Equity Fixed

China Doha bank China Construction Bank Al Khalij Commercial Bank Agricultural Bank of China Commercial Bank of Qatar   Abu Dhabi Commercial Bank Bank of Communications 19% 16% 12% 11% 8% 7% 5% 4% 3% 3

% Issuer %total FI  Qatar National Bank Doha bank Agricultural Bank of China Abu Dhabi Commercial Bank Bank of China Commercial Bank of Qatar China Construction Bank   Bank of Communications 23% 11% 10% 7

FI  Bank of China Qatar National Bank Doha bank Al Khalij Commercial Bank China Construction Bank Commercial Bank of Qatar   Agricultural Bank of China Bank of Communications 20% 15% 14% 11% 9% 7% 6

 Qatar National Bank Bank of China Doha bank China Construction Bank Al Khalij Commercial Bank Commercial Bank of Qatar   Agricultural Bank of China Bank of Communications 17% 16% 15% 11% 8% 7% 7% 6% 3