Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)
Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)
Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer who wants to rollover the matured debt into a new one or who wants to restructure terms and cond...
Pursuant to the Emergency Decree on Digital Asset Businesses of 2018, digital asset business operators are required to obtain a relevant license from the Minister of Finance. Since 2018, three types of digital asset business licenses have been added to the licensing list, making the total of six license types, namely: Digital Asset Exchange, Digital Asset Broker, Digital Asset Dealer, Digital Asset Advisor, Digital Asset Fund Manager, and Custodial Wallet Provider. In this regard, it is importan...
Facebook page ชื่อ Stock trading : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2024)
Facebook page Online Stock Trading : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2022)
Facebook Page ชื่อ Stock leader : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2024)