of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. In this case, the SEC disclosed inappropriate behavior from May 7, 2014 and suspended {A
Section 317 of the Securities and Exchange Act B.E. 2535: (1) the Commissioner-General, Royal Thai Police or the Deputy Commissioner in case where the Commissioner-General is unable to perform the duty of
Management?), failed to order or act his duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply
Three Sixty Five Public Company Limited Three Sixty Five Public Company Limited, a securities issuer, has duty to prepare and submit the reviewed financial statements for Q1/2017 to the SEC Office
to order or act her duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply with the rules
or act his duty resulting in SKFM violation of section 117, section 133 paragraph 2 and section 136 of the Securities and Exchange Act B.E. 2535. SKFM failed to comply with the rules, conditions
) application for approval of personnel whose name is listed in the registration for personnel who possesses qualification to perform the duty of fund manager under the Notification of the Office of the
Nok Airlines Public Company Limited Nok Airlines Public Company Limited (?NOK?), a securities issuer, had duty to prepare and submit the first half of the fiscal year 2019 together with an interim
Mr. Preecha Nuntnarumit Mr. Preecha Nuntnarumit, Chief Executive Officer who is responsible for the operation of E for L Aim Public Company Limited (?EFORL?), had duty to supervise the preparation