(4) shall demonstrate to the Office that: (1)3 being a derivatives business operator in the category of derivatives dealer in accordance with the law of its home country; (2)4 undertaking derivatives
applicant for undertaking trust business is prohibited from holding a position of director or executive of commercial banks, securities companies or financial institutions established under specific law due
KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
for an Approval of Work Systems Relating to Undertaking of Securities Business in the Category of Investment Advisory Service of Licensed Securities Companies 4. Notification of the Securities and
. 3/2553 Rules, Conditions and Procedures for Undertaking Investment Advisory Business (Codefied) 01/02/2010 01/02/2010 Notification of Capital Market Supervisory Board TorKhor. 3/2553 Rules
Detail related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 6. Notification of Capital Market Supervisory Board  Tor Khor. 4/2553 Rules on Undertaking Derivatives Business for
: Rules, Conditions and Procedures for Undertaking of Digital Asset Businesses, as amended; (2) Revise the management and personnel structures to ensure proper and adequate structures for conducting
investment schemes established under the Act on Undertaking of Finance Business, Securities Business and Credit Foncier Businesses; (4) Credit foncier companies; (5) Insurance companies; (6) Juristic persons
Act on Undertaking of Finance Business, Securities Business and Credit Foncier Businesses; (4) Credit foncier companies; (5) Insurance companies; (Translation) -2- (6) Juristic persons established under
-Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking of Securities Business in the Category of Mutual Fund Management B.E. 2545 (As amended) By virtue of Section 7 and the