this regard, the SEC Office shall deliberate the appropriateness under the following rules: (1) having explicit policy and objective in respect of member supervision and promotion of the appraisal
ผูถื้อหน่วย โดยมีประเด็น ส ำคญัจำกกำรรับฟังควำมคิดเห็น ดงัน้ี 4.1 การปรับปรุง governance ของกองทุนรวม (1) การก าหนดผู้ทีจ่ะมาท าหน้าทีต่รวจสอบดูแลการด าเนินงานของ บลจ. (oversight) ส ำนกังำนเสนอให ้บลจ
[such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries
costs on the existing platforms, for example, crowdfunding.?In promoting effective supervision, the SEC continues to focus on three areas, namely (1) regulatory discipline, (2) self-discipline of
liberty under this Emergency Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and the transparency
Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and the transparency of such activities and
person against whom the complaint is filed, i.e., full name, mailing address, phone number of intermediary / listed company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please
enterprises and startups that use technologies to manage costs on the existing platforms, for example, crowdfunding. ?In promoting effective supervision, the SEC continues to focus on three areas, namely (1
of Investment Analyst on Technical Factors Regulatory Summary Related Rules and Regulations SHARE : ติดต่อสอบถามข้อมูลเพิ่มเติม ContactUs Investment Management Supervision Department Tel. +66
Niyamanusorn Assistant Secretary-General (Market Supervision and IT Audit ) e-mail : nataya@sec.or.th Tel. : +66 2033 9889 Ms. Charuphan Intararoong Assistant Secretary-General (Investment Management