. Some salespersons of financial products focus on sales figures and brokerage commissions, giving less importance on recommending products suitable for investors' risk tolerance and their long-term
ระดมความคิดเห็นด้วย (focus group) ซึ่งในทางปฏิบัติจะมีคู่มือรายละเอียด วิธีการดำเนินการ และมีฟอร์มเอกสาร checklist เพื่อควบคุมให้มีการปฏิบัติตามคำสั่งดังกล่าวอย่างเคร่งครัด ทั้งนี้ การดำเนินการดังกล่าว
. Assessment Results Anti-corruption measures The SEC continues to develop business sustainability among listed companies and intermediaries with a focus on anti-corruption by supporting them to join
strengthened focus on measures to address and resolve social exclusion and environmental degradation, which significantly impact sustainable development, inclusive growth, and the collective well-being and
regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality
amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus
custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and
operators with a focus on quality and reliability enhancement of such business operator to protect investors. This means the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9337 SEC warns BX clients of