breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 44/2022 Dated 28/02/2022

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2022 Settlement Committee Order No. 70/2022 Dated 05/05/2022

Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 187/2022 Dated 07/12/2022

truthful report of the net capital to the office of Securities and Exchange Commission. SEC Act S.109 Settlement Committee Meeting No. 1/2023 Settlement Committee Order No. 9/2023 Dated 13/01/2023

. SEC Act S.33 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 43/2023 Dated 24/04/2023

inaccurate audited financial statements for the year 2020. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 38/2023 Dated 24/04/2023

inaccurate annual report for the year 2020. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 38/2023 Dated 24/04/2023

inaccurate annual registration statement for the year 2020 SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 38/2023 Dated 24/04/2023

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 53/2023 Dated 18/05/2023

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 51/2023 Dated 18/05/2023