e-service Online Submission See canceled document Derivatives Dealer >> Anti-money Laundering Type Title Section See Document Status Notified Date Effective Date 1. Circular Kor Lor Tor. Kor
Securities and Exchange Commission Notification of Capital Market Supervisory Board Notification of the Office of the Securities and Exchange Commission Circular Guideline Data not found ติดต่อ ก.ล.ต. สำนักงาน
perform their duties transparently for the best interests of shareholders. On December 1, 2004, the SEC issued a circular letter to all listed companies advocating them to determine the qualifications of
the capital market at large. Record keeping is also a preventive tool against inappropriate securities trading. Earlier, the SEC disseminated a circular to all securities companies urging them to
information disclosure and compliance with good corporate governance principles, the SEC issued a circular letter to all Thai listed companies seeking their cooperation as follows: 1. To comply with the
Bangkok, September 30, 2008 ? The SEC has sent a circular to all securities companies calling for their cooperation in disclosing material information in their securities research including (1) the
units of the new mutual fund or the mutual fund which accepts the transfer of assets. Clause 3. All notifications of the Office of the Securities and Exchange Commission, orders and circular letters
. Report/Form (Notification of Securities and Exchange Commission) Form 90-11 Application for a License to Undertake Securities Business in the Category of Securities Borrowing and Lending 17. Circular 3