Observability of Downgrade Risk Matter for Corporate Investment?”

Department, (4) Ms. Kilina Karintasut, Director of the SEC Internal Audit Department, and (5) Mr. Jesada Paramabhronpilad, Director of the SEC Information Technology Audit and Cyber Risk Supervision

Department, (4) Ms. Kilina Karintasut, Director of the SEC Internal Audit Department, and (5) Mr. Jesada Paramabhronpilad, Director of the SEC Information Technology Audit and Cyber Risk Supervision

which the clearing house will act as central counter party (CCP) with all members, (2) risk management system, (3) contingency plans, (4) rules governing members, and (4) qualified staff.

intermediaries, Set up risk management system for clearing and settlement, and Restructure regulatory body governing the financial market to cope with the alteration of businesses and the capital market structure

turnover ratio lower than 20% will no longer be included on the list since it is not considered as material information for risk management. In calculating P/E ratio of listed companies, SEC will use the

which include preventive measures on conflict of interest, chinese wall as well as risk management; and (7) Have good operating system equipped with qualified staff in place.

. Returns from Sukuk or Shariah (Islamic Laws) compliant bonds are in the form of risk and reward sharing between fund raisers and Sukuk holders, not the interest or any other profits prohibited by the

. Returns from Sukuk or Shariah (Islamic Laws) compliant bonds are in the form of risk and reward sharing between fund raisers and Sukuk holders, not the interest or any other profits prohibited by the

take precaution in trading securities with a high Price to Earnings (P/E) ratio or securities under cash balance rule, as well as to provide relevant risk information. If any securities companies fail to