case of defaults of debt instrument issuers Exercise of voting rights in a shareholders’ meeting Dividend payment Fees Procedure for dissolution of mutual fund Relaxation of rules Additional rules for
effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange
(ETFs) An ETF shall comply with the following rules: Being an open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net
parties e.g. individual or entity you have a complaint against as well as other agencies for completion of complaint consideration procedure. 1. Complainant’s information Name : Mr. Mrs. Ms
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10515 SEC revises advertising rules for digital asset business operators Commission No. Kor Thor. 3/2567 Re: Rules, Conditions and Procedure for Undertaking Digital
, Conditions and Procedure for Undertaking Digital Asset Businesses (No. 22) dated 3 January 2024: (https://publish.sec.or.th/nrs/10052s.pdf); 2. Notification https://www.sec.or.th/EN/Pages
: Relevance Date (Newest) Date (Oldest) SEC revises advertising rules for digital asset business operators Commission No. Kor Thor. 3/2567 Re: Rules, Conditions and Procedure for Undertaking Digital Asset
________________________ ปี _____________ • การจัดท านโยบายและหลกัปฏิบัติในการรักษาความปลอดภัยของระบบสารสนเทศ (Information Security Policy and Procedure) 1. บริษทัท่ำนมีกำรจดัท ำ information security policy อยำ่งเป็นลำยล
_____________ · การจัดทำนโยบายและหลักปฏิบัติในการรักษาความปลอดภัยของระบบสารสนเทศ (Information Security Policy and Procedure) 1. บริษัทท่านมีการจัดทำ information security policy อย่างเป็นลายลักษณ์อักษรหรือไม่ ( มี
guideline and description about the risk factors and the criteria to risk scoring. This will encourage the assessor to better document the conclusion of risk assessment procedure and will also standardize the