executive of any listed company on the Stock Exchange and are banned from holding such positions while the complaint procedure is underway. In any case, filing a criminal complaint commences the criminal
the Notification of the Capital Market Supervisory Board concerning Prohibited Characteristics of Personnel in Securities Business; (12) “derivatives business personnel” mean personnel in derivatives
audit firm shall have the characteristics as prescribed in Clause 11; (7) not possessing any prohibited characteristics as prescribed in Part 3. Clause 11 The audit firm whose auditors have been approved
concerning Approval of Auditors in Capital Market. 3 “executive” means an executive under the Notification of the Capital Market Supervisory Board concerning the Qualification and Other Prohibited
Board concerning the Qualification and Other Prohibited Characteristics of Directors and Executives of Securities Company or under the Notification of the Capital Market Supervisory Board concerning the
Commission concerning Approval of Auditors in Capital Market. 3 “executive” means an executive under the Notification of the Capital Market Supervisory Board concerning the Qualification and Other Prohibited
and does not have any prohibited characteristics under Section 24 and the notification of the Securities and Exchange Commission or the notification of the Capital Market Supervisory Board concerning
qualifications and does not have any prohibited characteristics under Section 24 and the notification of the Securities and Exchange Commission or the notification of the Capital Market Supervisory Board