code of good practice Multi-stakeholder in involvement in standard development process Multi-stakeholder participation in the standards system Scientific input in development of standard Transparency in

to decline participation in financing deals and exit existing relationships over a period of time over, if not met by the client); and also covers criteria clients are only encouraged or expected to

with adequate budget and resources (including training and local leadership), (ii) identifying opportunities for participation in decisions that might affect them, and (iii) transparently keeping

for any action of its delegate(s), and such delegate operates in one of the jurisdictions recognized under Notification of Guidelines No. Nor Por. 19 Restricted assets include loan participation, loan

loan participation, loan assignment, digital assets, writing of credit default swap protection and writing of credit derivative. The list of restricted assets is available at: https://www.sec.or.th/TH

Essays on Open-Ended on Equity Mutual Funds in Thailand Roongkiat Ratanabanchuen and Kanis Saengchote* Chulalongkorn Business School ABSTRACT Mutual funds provide a convenient and well-diversified option for households make intertemporal fund transfers for their future needs. In this collection of three short essays, we investigate open-ended equity mutual funds in Thailand that invest in domestic equity during 2005 to 2016. While these funds collectively account for only 13.4% of assets under m...

engagement risks, and ineffective participation from those involved in the financial reporting process. To mitigate these shortcomings, the SEC has initiated and participated in several ongoing seminars and

the participation in the symposiums and seminars being held by various agencies throughout the year. The SEC also regularly organized accounting and auditing standards workshops for its officers, e.g

ของมูลค่าทรพัยสิ์นของกองทุน และอาจลงทุน ทางอ้อมผ่านตราสารอนุพันธ์ประเภท Participation Notes ได้ไม่เกินร้อยละ 20 ของมูลค่า ทรพัยสิ์นของกองทุน ทั้งน้ี กองทุนหลกัอาจลงทุนในบริษัทขนาดเล็ก และอาจมีการลงทุน

Participation Notes ไดไ้ม่เกินรอ้ยละ 20 ของมลูค่าทรพัยสิ์นของกองทุน ทั้งน้ี กองทุนหลกั อาจลงทุนในบริษัทขนาดเล็ก และอาจมีการลงทุนกระจุกตวัในตราสารหรือหมวดอุตสาหกรรมในบางขณะ กองทุนหลกัคดัเลือกหุน้ท่ีจะลงทุนโดยใชก้า