e-service Online Submission See canceled document Business Operation Rules >> Executives / Personnel Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Agent >> Executives / Personnel Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
e-service Online Submission See canceled document Derivatives Dealer >> Executives / Personnel Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
Portal บริษัทหลักทรัพย์นายหน้าซื้อขายหน่วยลงทุน Approval of personnel in capital market industry Please enter search criteria. Name - Surname Please specify name or surname,then click "Search" button
applications for approval as capital market personnel for the period of three years; Revocation of {F} and {G}'s approval status as securities investment consultant and will not consider their application for
investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years
Capital Market Supervisory Board.* SEC has therefore revoked the approval and will not accept her future application for approval as personnel in the capital market business for a period of 10 years
March 2020. ______________________Notes: * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital