the period and subject to conditions provided under Clause 17 and the table annexed to this Notification. Information under Clause 7 (1) shall be submitted to the SEC Office and also to unitholders; (2
, registration fees, approval fees or operating fees; (3) the determination of scope and practices as regards the duties of the subcommittees and relevant officers under this Act; (4) the prescription of a
, registration fees, approval fees or operating fees; (3) the determination of scope and practices as regards the duties of the subcommittees and relevant officers under this Act; (4) the prescription of a
derivatives trading within the scope of investment pre-determined by their clients. In any case, provision of such additional services must comply with supervisory rules and investor protection guidelines. The
securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
companies licensed to undertake the said businesses. In addition, the revisions will extend the scope of transactions subject to segregation to cover offshore securities trading service, brokering, dealing
Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules
compared with net loss of Baht 5.61 million on Baht 8.40 million revenues over the same period in 2018. The change in loss for the quarterly operating result ended on June 30, 2019 is Baht 22.33 million
Limited and its subsidiaries for the six-month period ended 30 June 2019 represented a loss before the provision for doubtful accounts and impairment of assets of Baht 68.20 million. Inclusive of the
Limited and its subsidiaries for the six-month period ended June 30, 2018 represented a loss before the provision for doubtful accounts of Baht 24.13 million. Inclusive of the provision for doubtful