coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
investment in all products. ?Improvement of the suitability test will not only provide the business operators and investors with more convenience, but will also better reflect investor demands. The test
will apply to all types of digital asset business operators in order to provide more appropriate protection to investors. Examples of the amended regulations are revising the percentage of digital asset
, as opposed to the current requirement of investment proportion only; (3) Requiring the token issuer to take additional duties in managing assets and to provide a mechanism for
bank branches offering the debt securities to provide investors with more complete information that reflects investment risk and allow them to make sound investment decision,? said Vorapol.
the applicants are the SEC-approved FA. The revision aims to provide more accurate and comprehensive information disclosed in notice calling a shareholders? meeting, particularly information on dilution
, regardless of the fact that he sold the entire purchased amount already.Following the SEC?s instruction for Bee to provide clarification with prompt rectification on the tender offer price for EIC?s shares as
an investment account online. Starting from 9 November 2020, 6 securities companies and 4 asset management companies are ready to provide the online account opening service via NDID for customers
"Anti-scam Hotline” scheme to provide direct channels for reporting investment scams at tel. 1207 ext. 22, or via SEC website at www.sec.or.th/scamalert, or email at scamalert@sec.or.th. The SEC has