actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals
jurisdiction where units of the foreign ETF are listed and in cases where the units of foreign ETFs are listed on several exchanges, the term shall mean the exchange specified by the foreign ETF as the home
concealing the fraud by extending the maturity terms of such B/E issues several times. The fraud was supported and assisted by (5) Thepthiwa, who knew Pattarapob and Sunchai. In so doing, Thepthiwa allowed his
and the SEC’s further inspection, it was found that investment in the aforesaid digital tokens had been solicited online via several social media channels such as website, Facebook, Line and YouTube
there are several solicitations via social media platforms such as Facebook and YouTube for investment in seven products that may be liable to be digital assets (called by many names such as coin, token
license within 14 August 2018. SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors
sanctions against non-compliances. Furthermore, the SEC plans to drive the Thai capital market to become a regional investment hub. Several measures to be carried out include issuance of regulations to
cover enforcement of investors’ rights. This regulation will effect from 1 May 2020. Presently, several companies are interested to raise fund through digital token offer to finance their investment in
-AMENDED.PDF (Translation) trust property from those held in its own capacity and any property in its possession . In cases where the trustee manages several trusts, the trustee shall segregate the trust