for the working field of asset appraisal, possess prohibited characteristics as prescribed; Not being ordered by the SEC to suspend functioning as appraisal company in capital market or being under the
proper licenses to alleviate the risk of frauds. Moreover, it is advisable to be cautious when being solicited to invest in ICOs or to buy any digital token for the time being since there are neither
period; (2) in case such person has been vacated from the approved position due to any cause other than being revoked the approval by the SEC Office such as the expiration of the term of office and such
period; (2) in case such person has been vacated from the approved position due to any cause other than being revoked the approval by the SEC Office such as the expiration of the term of office and such
approval shall be terminated after the lapse of such period; (2) in case such person has been vacated from the approved position due to any cause other than being revoked the approval by the SEC Office such
RC 33/18 16 May 2018 Subject: Notification of the Disposition of Investment Units of Jasmine Broadband Internet Infrastructure Fund To: President of the Stock Exchange of Thailand Jasmine Internat
RC 35/18 17 May 2018 Subject : Notificat ion of the Disposit ion of Investment Units of Jasmine Broadband Internet Infrastructure Fund To: President of the Stock Exchange of Thailand Jasmine Internat
เป็นระยะเวลานานกว่า 1 ปี ซึ่ง {ก} ยอมรับว่าเคยตัดสินใจแทนลูกค้า รวมทั้งเคยส่งคำสั่งทาง internet แทนลูกค้าบางครั้ง นอกจากนี้ พบว่า ลูกค้ารายดังกล่าวมีผู้แนะนำการลงทุนด้านหลักทรัพย์ที่ดูแลบัญชีอีก 2 ราย
professional due care, as follows: (1) being under receivership by the court’s order; (2)1 being banned by the Stock Exchange from performing the position of executive or person who has the controlling power of
, the world has drastically changed with the advent of the internet revolutionising the way we interact and communicate. New communications technology and the proliferation of social media in particular