instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types, e.g., investment units of mutual
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.
the Stock Exchange of Thailand, the Association of Thai Securities Companies, the Investment Banking Club, the Association of Investment Management Companies (AIMC), as well as high-ranking officials
capital markets in order to reinforce investor confidence and become more attractive investment destination. Vorapol Socatiyanurak, SEC Secretary-General, said that ?ASEAN countries place high
(high net worth : HNW) ประมาณร้อยละ 6 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงมีแนวคิดจะปรับปรุงหลักเกณฑ์การกำกับดูแลหุ้นกู้ด้อยสิทธิที่มีลักษณะคล้ายทุนเพื่อเพิ่มการคุ้มครองผู้ลงทุน
@sec.or.th หรือ pongpim@sec.or.th จนถึงวันที่ 28 ธันวาคม 2565___________________________หมายเหตุ: * ผู้ลงทุนที่มิใช่ผู้ลงทุนสถาบัน หมายถึง ผู้ลงทุนรายใหญ่พิเศษ (Ultra-High Net Worth) ผู้ลงทุนรายใหญ่ (High Net
the specific conditions as follows: 1) an offer for sale to no more than 10 institutional investors during any period of four months; 2) an offer for sale to no more than 10 ultra-high net worth
High Net Worth Investor and High Net Worth Investor . Clause 3 A securities business license applicant and licensee shall have paid-up registered capital of no less than the following amounts: (1) one
annualized. 61 funds 7 significant at 5% 94 funds, Fee for return? Some evidence that funds with high expense ratio deliver higher net returns, but not on a risk-adjusted basis. Equity Mutual Funds
2,827.20 million baht, a decrease of 376.90 million baht compared to the same period of year 2018, which has sales revenue of 3,204.10 million baht or 11.76 % decrease due to the economic slowdown and high