No. Or Thor. 10/2543 Re: Guidelines for Undertaking Securities Brokerage Business dated 8 June 2000, and (2) the Notification of the Office of the Securities and Exchange Commission No. Or Thor. 21
Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business For Which an Approval Is Required _____________________ By
and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business For Which an Approval Is Required _____________________ By
and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business For Which an Approval Is Required _____________________ By
on securities and exchange. Chapter 1 General Provisions Clause 4 Any securities company undertaking custody of clients’ assets , whether for the purpose of keeping, purchasing, selling, borrowing or
on securities and exchange. Chapter 1 General Provisions Clause 4 Any securities company undertaking custody of clients’ assets, whether for the purpose of keeping, purchasing, selling, borrowing or
on securities and exchange. Chapter 1 General Provisions Clause 4 Any securities company undertaking custody of clients’ assets, whether for the purpose of keeping, purchasing, selling, borrowing or
;">enforceable undertaking ประกาศฯ ข้อ 27/1 (1) ระบุว่า ในกรณีปรากฏข้อเท็จจริงเกี่ยวกับเหตุตามที่กำหนดในข้อ 27 วรรคหนึ่ง สำนักงานอาจไม่ยกกรณีดังกล่าวขึ้นเป็นเหตุในการสั่งพักหรือ
securities holders directly, not general risks on business undertaking or investment. Describe the characteristics of such risks as well as the causative circumstances and potential impacts thereof (display
is holding shares in other companies (holding company), annual financial statements of the company undertaking the core business and other financial statements or financial reports of said company