as a professional. Clause 8 The policy for outsourcing operational function to a service provider under Clause 7(1) shall specify details and comply with the following rules: (1) scope and nature of
caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into appraisal in risk management
the extent that the Institutional Investors and their clients are best served by the Related Service Providers. Investment Governance Code 41 Principle 3: Institutional Investors Should Make Informed
comply with the applicable laws and regulations in Hong Kong; (e) where relevant, the Thai Covered Fund and the Thai Covered Management Company shall comply with the additional rules released by the SFC
broader efforts in developing green finance for the region. The ASEAN Green Bond Standards will be developed based on ICMA's Green Bond Principles (GBP). The standards are intended to provide additional
connected persons Investing in ordinary shares of Pek Industries Co., Ltd. (Additional) To : Managing Director The Stock Exchange of Thailand The meeting of the Board of Directors of Pan Asia Footwear Public
connected persons(Additional) To : Managing Director The Stock Exchange of Thailand The meeting of the Board of Directors of Pan Asia Footwear Public Company Limited (the “Company”) No. 1/2019 held on 27
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
153 results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) NAV Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for
assistance of a subsidiary (Additional) To: The President The Stock Exchange of Thailand GFPT Public Company Limited (“The Company” or “GFPT”) held the Board of Directors’ meeting no. 7/2561 on August 14th