. (Available in Thai only). (2) Financial Advisor A Financial Advisor is a professional approved by the Securities and Exchange Commission to render financial advisory services, give opinions, prepare
. • IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (IOSCO MMoU) The SEC became a signatory to the IOSCO MMoU at the IOSCO Annual
approval for digital token offering would be limited to companies established under Thai law in accordance with the policy of the Ministry of Finance. The approval criteria include clear disclosure of
comments on the proposed rules for data submission to the SEC Office by digital asset business operators and initial coin offering (ICO) portals. The proposal aims to promote a clear understanding and a
started their business before 27 November 2020 and plan to continue the business to submit an application for respective licenses within deadline on 24 February 2021. Those who have not commenced such
types of digital asset business operators to provide the best benefits for clients. The amendment becomes effective on 1 February 2023. On 10 November 2022, the SEC Board Meeting No. 15/2565 passed a
ordinary persons up to 10 years from the fund's registration date (currently, a 10% dividend tax is compulsory and can be paid in the form of withholding tax); exemption on value-added tax (VAT)/Specific
Placement of a Warrant (PP Warrant) Regulatory Summary Public Offering of a Warrant (PO Warrant) can be done in accordance with the following requirements: The offering company must be incorporated under Thai
key missions is to promote financial stability for sustainable well-being of the Thai people, provision of adequate and accurate financial knowledge and information for their proper decision-making is
regulators and audit firms in the ASEAN region have just concluded a meeting that discussed initiatives to raise audit quality and market transparency in the region. The ASEAN Audit Regulators Group?s (AARG