the first paragraph, shall be engaged in only if the securities company or its client, as the case may be, is a market maker or a major participating investor under the requirements of such ETF . In

selling under sub clause (2) or (3) of the first paragraph, shall be engaged in only if the securities company or its client, as the case may be, is a market maker or a major participating investor under

company or its client, as the case may be, is a market maker or a major participating investor under the requirements of such ETF. In this regard, the securities company shall comply with the rules as

case-by-case basis, by the Office, with the primary businesses in line with the primary business in which the mutual fund intends to invest, as specified in the investment policy; “Client” means person

-case basis, by the Office, with the primary businesses in line with the primary business in which the mutual fund intends to invest, as specified in the investment policy; “Client” means person or a

, the deposit and withdrawal system for money and digital assets , the client assets information system, the client contact and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8748 SEC Thailand

conditions include: • significant changes in the client (such as ownership , management, nature of business or financial position https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx

but cannot be accessed or transferred without the client's case-by-case consent (the client and the business operator share the private key for such asset transfers and the client must cosign with the

initial investment starts at 350,000 baht. Upon signing the contract, trading account and code will be sent to client via email. Then, client can send trading orders as well as verify trading transactions

. Her misconduct caused damages to the client in the total amount of 389,622.60 baht. Sareerat has fully paid compensation for the damages to the client. The SEC has considered that Sareerat’s acts