receivership order; (b) being a financial institution, of which business operation has been suspended by an order of a competent officer or authority; or (c) the company has complied with any of the following
interests. At least one of the non-executive directors should be experienced and competent in the company’s main industry. 3.1.2 The board should determine the proper number of directors to function
. Foreign Exchange Regulations The Bank of Thailand issued Notice of the Competent Officer on Rules and Practices regarding the Undertaking of Authorized Money Changers (No. 6), and Notice of the Competent
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
the Put Redemption Amount together with accrued interest thereon. Application has been made to the Luxembourg Commission de Surveillance du Secteur Financier (the "CSSF"), as competent authority under
บกำรใชง้ำนกบัผูใ้ชง้ำนท่ีมีสิทธิพิเศษ เช่น supervisor, root, Administrator เป็นตน้ มีกำรเฝ้ำระวงัและตรวจสอบกำรพยำยำมเขำ้ถึงขอ้มูลโดยผูไ้ม่มีสิทธิ มีกำรเฝ้ำระวงัและตรวจสอบกำรแจง้เตือนของระบบ ไดแ้ก่
various permanent operation and such log book should have a following detail: [A] · Operator · Operational time · Operational Detail · Occurred problem and solution · Position of system · Supervisor 2
solution ▪ Position of system ▪ Supervisor 2. monitoring o Monitoring the importance operation system effectiveness to consistently and efficiently functions such as transmission system for securities
, Trustee/Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matters and Part II: The Product Restrictions of Qualifying CIS as prescribed in Appendix C: Standards of