buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary

INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...

Mr. Choavalit Limpanich On April 27, 2010, Mr. Choavalit Limpanich colluded with Mr. Yanyong Nitisaroj and Mr. Ziriwat Anunkusri in illegaly purchasing STPI shares through Mr. Ziriwat?s trading

Mr. Yanyong Nitisaroj On April 27, 2010, Mr. Yanyong Nitisaroj colluded with Mr. Choavalit Limpanich and Mr. Ziriwat Anunkusri in illegally purchasing STPI shares through Mr. Ziriwat?s trading

Mr. Ziriwat Anunkusri On April 27, 2010, Mr. Ziriwat Anunkusri colluded with Mr. Choavalit Limpanich and Mr. Yanyong Nitisaroj in illegally purchasing STPI shares through his trading account that Mr

Mr. Somsak Chiarawisithkul On April 19, 2013, Mr. Somsak Chiarawisithkul aided and abetted Mr. Pittaya Jearavisitkul in purchasing 7,500 shares of Siam Makro Public Company Limited (MAKRO) through

Miss Areeya Asvanund On April 12 and 18, 2013, Miss Areeya Asvanund aided and abetted Mr. Athueck Asvanund in purchasing 6,000 shares of Siam Makro Public Company Limited (MAKRO) through her

Miss Kunnatee Suriyawanakul During June 29, 2012 - August 23, 2012, Miss Kunnatee Suriyawanakul aided and abetted Mr. Witoon Suriyawanakul in purchasing 6,220,000 ordinary shares and 3,500,700

Mr. Apilas Suriyavanakul During August 6 - 15, 2012, Mr. Apilas Suriyavanakul aided and abetted Mr. Witoon Suriyawanakul in purchasing 1,677,881 ordinary shares of Siam Global House Public Company

Mr. Kriangkai Suriyawanakul During August 7 - 8, 2012, Mr. Kriangkai Suriyawanakul aided and abetted Mr. Witoon Suriyawanakul in purchasing 125,000 ordinary shares of Siam Global House Public Company