financial reports on the close cooperation with all related parties, including auditors, accountants, audit committees, listed company executives as well as related accounting and audit regulatory bodies
Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (“MoU”)? Yes No If “No”, please specify
Covered Funds and Covered Management Companies and related Cooperation (“MoU”)? Yes No If “No”, please specify _____________________________________________________
(5)) |- Proprietary Trading |- Other Business Undertaken by Securities Companies |- Advertising (section 98(10)) |- Statutory Disqualifications for Management (section 103) |- Management Approval and
| - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records
: Status Search 1 Companies participating in Thailand's Private Sector Collective Action Coalition Against Corruption programme ( Thai CAC ) under Thai Institute of Directors (as of July 25, 2023) are
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Institute of Directors Association (IOD) 2 AGM Level 2022 from Thai Investors Association 3 Companies participating in Thailand's Private Sector Collective Action Coalition Against Corruption programme
SEC Secretary-General Ruenvadee Suwanmongkol said that SEC and the related agencies had discussed the COVID-19 situation and acknowledged limitations on the AGM holding of listed companies. The
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In