records between {A}, then a former securities investment consultant of Country Group Securities Plc., and her client that she had been authorized by the client to take care of the account as well as make
Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market investment consultant of the company, had been authorized by her client to make securities and
from its routine inspection in Asia Plus Securities Plc., that {B} had been authorized by his client to make securities trading decisions on the client's behalf. The communication records showed that {B
facilitation of Lt.Gen. Anutat Bunnag, who is an authorized director of NT Engine Company Limited (“NT Engine”) and responsible for securing land and waste disposal rights as a representative of IEC, and Mr
or facilitation of Lt.Gen. Anutat Bunnag, who is an authorized director of NT Engine Company Limited (“NT Engine”) and responsible for securing land and waste disposal rights as a representative of IEC
Thanawarith were authorized directors of ALL and had signed the certification of accuracy for the filing dated February 15, 2022, as well as the signed agreement dated February 23, 2022. Accordingly, it was
is under receivership", debenture holder representative's duties shall terminate. Furthermore, at the time of the incident, Mr. Dusadee Lekyim and Mr. Thanakorn Thanawarith were authorized
were authorized directors of ALL and had signed the certification of accuracy for the filing dated February 15, 2022, as well as the signed agreement dated February 23, 2022. Accordingly, it was