. Clause 5. The securities company or the finance and securities company shall report the name of the auditor appointed for each accounting year in accordance with the resolution of its shareholders’ meeting
and securities company shall report the name of the auditor appointed for each accounting year in accordance with the resolution of its shareholders’ meeting to the Office within thirty days from the
://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 63/2023 Dated 21/06/2023 ") control system which is the persons not appointed from Finnomena or obtained an approval from SEC Office performed
Board has appointed three field experts as governors of the Stock Exchange of Thailand to replace the outgoing governors whose terms are expiring. The new appointees are (1) Assistant Professor Sauwanee
giving of information advice to investors. The SEC notified the survey?s result to the Thai Bankers? Association and urged asset management company that appointed commercial bank as its selling agent to
simply a virtual office for documents or telephone calls or a reception site to lure general public into their businesses. Frequently, the targets were appointed to meet with them at leading shopping
elect any number of directors as he pleases. Persons who receive the highest votes arranged in order from higher to lower in a number equal to that of the directors to be appointed shall be elected as
Bangkok, January 20, 2009 ? The SEC?s Settlement Committee appointed by the Minister of Finance under Section 317 of the Securities and Exchange Act of 1992 (SEA) resolved to impose fines on nine
appointed the Product Committee to proactively research and study financial innovations introduced in the foreign markets, plan and monitor the introduction of new products in the local market, and make sure