required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 33 Criminal Complaint Filed with an Inquiry Official Dated 28/02/2023
duty required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 33 Criminal Complaint Filed with an Inquiry Official Dated 30/05/2023
and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official. DAB
failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 56(2) Criminal Complaint Filed with
the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 56(2) Criminal Complaint
instruction or the failure to give instruction which is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 in conjunction with 33 Criminal Complaint
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing
from a client?s account, which was deemed a breach of duty. She was also found to have acted in such a way that indicated dishonesty to the bank. In this regard, Sarinrat was deemed having prohibited