service presentation, as a resolution to the issue of investment and savings towards the investing public. The regulations also emphasize on the significance of self-supervision for business providers.SEC
> Consultation เอกสารรับฟังความคิดเห็น Consultation Paper เอกสารแนบ × Hearing Document Download Document 38/2562 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service
Accounting and Finance for the applicant; 2. the applicant can demonstrate that the assigned person in direct charge of the supervision of the accounting preparation under (6) or the personnel in Accounting of
economic and financial system. Therefore, clear supervision of such activity is needed. However, technologies and digital assets that do not pose such risks should be supported with appropriate regulatory
and Audit Oversight Mutual Fund Business Operators Registered Persons Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators
Objectives of the Supervision of Securities Clearing Houses and Central Securities Depositories Clause 2 A securities clearing and settlement system is a fundamental system which has connection to the
Regulations SHARE : Detail Content Regulations Regulations Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business Operators Registered
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
2008 to address concerns about the role of CRAs in the wake of the financial crisis, and again in 2015 to take into account the CRA registration and oversight programs implemented by IOSCO members. A-4