undertake securities business in the category of securities underwriting; “Notification No. KorThor. 42/2543” means the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules
the category of derivatives broker. Clause 2. The Notification of the Office of the Securities and Exchange Commission regarding rules on waiver for appointment of independent director of securities
Notification: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage, securities dealing and securities underwriting which is not limited to debt
regulations: Clause 1. In this Notification: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage, securities dealing and securities
this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of gold derivatives” means any person
the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of
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/2017 01/03/2017 2. Notification of the Securities and Exchange Commission KorKhor. 11/2547 Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of