Limited Undertaking for Collective Investment in Transferable Securities (UCITS) (Luxembourg) ? 1. (Structured Note) 2. (Unlisted Securities) (Derivatives) (Hedging) (Foreign Exchange Rate Risk) (USD) (USD
law on commercial bank business(CB); □ A finance company under the law on undertaking of finance business, securities business and credit foncier business(FC,FSC); □ A securities company under the law
□ A commercial bank under the law on commercial bank business(CB); □ A finance company under the law on undertaking of finance business, securities business and credit foncier business(FC,FSC); □ A
demonstrate to the Office that: (1) being a derivatives business operator in the category of derivatives dealer in accordance with the law of its home country; (2) undertaking derivatives business in the
(4) shall demonstrate to the Office that: (1)3 being a derivatives business operator in the category of derivatives dealer in accordance with the law of its home country; (2)4 undertaking derivatives
applicant for undertaking trust business is prohibited from holding a position of director or executive of commercial banks, securities companies or financial institutions established under specific law due
KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
for an Approval of Work Systems Relating to Undertaking of Securities Business in the Category of Investment Advisory Service of Licensed Securities Companies 4. Notification of the Securities and
. 3/2553 Rules, Conditions and Procedures for Undertaking Investment Advisory Business (Codefied) 01/02/2010 01/02/2010 Notification of Capital Market Supervisory Board TorKhor. 3/2553 Rules
Detail related to Proprietary Trading of Intermediaries 07/04/2015 16/05/2015 6. Notification of Capital Market Supervisory Board  Tor Khor. 4/2553 Rules on Undertaking Derivatives Business for