provide investors with correct and complete information promptly. ________________
analysis, which is in line with the government's approach of making big data freely available. In the initial stage, SEC will provide two types of information, which are information on licensee or have
equity and the cash flow statement. The new financial statement forms will become effective from 1 January 2019. It is expected that the new financial statements will provide information beneficial to
who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.
zone has been also set up to provide a consulting service regarding fund-raising. The staff would help give advice regarding the process and access to the capital market for SMEs and start-up companies
Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public
operators had liquidity problems and risks exposure on their asset keeping, the SEC, on 30 December 2022, had therefore instructed DA operators to provide their clients with information disclosure and risk
Consumers Council. To provide the audience with a clearer picture of class action legal proceedings, the panelists discussed and exchanged views and experience, theoretical and practical, in relation to this
SPV Act to provide the private sector clear guidelines for using future receivables for securitization;(2) Criteria, conditions, and procedures for disclosing information related to transfer of
SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business