investors, developers, business operators and the public sector; (2) Potential risks concerning investor protection in case of non-regulation by the public sector; and (3) Future perspectives of the
that are inconsistent with international standards or insufficient to protect investors' interest efficiently."The new Securities Law covers six areas as follows:(1) Enhancing flexibility of
continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as
importance of human rights protection in business operation, and to encourage suitable application of the globally recognized UNGPs for businesses of different nature to achieve sustainable development while
SHARE : SEC amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection Wednesday 2 March 2022 | No. 32 / 2022 The Securities and Exchange Commission (SEC
environment in line with international standards, and to enhance supervision on important matters in line with the regulations governing securities businesses to protect investors’ interest. The proposed
deemed illegal Q: Does whistleblower protection measures cover auditor? A: Yes. Q: Is the requirement for auditor to report suspicious circumstance of the management's misconducts considered as
deemed illegal Q: Does whistleblower protection measures cover auditor? A: Yes. Q: Is the requirement for auditor to report suspicious circumstance of the management's misconducts considered as
investor education, market disciplines and industry participations. Duty performance of company directors and executives is closely monitored to ensure compliance with corporate governance, protection of
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities