analysis” means an article or research paper which is prepared by a securities company to give advice to investors, directly or indirectly, on the value of securities, the suitability of investment related

; 2. system for auditing and verifying foreign securities deposited with foreign custodians against the entries in the account prepared by the applicant; 3. system for administering, dealing, and

personnel directly responsible for fund management so as to ascertain and examine the acts of such personal; (b) methods and locations for the keeping of documents and evidences to be prepared for or used in

of the personnel directly responsible for fund management so as to ascertain and examine the acts of such personal; (b) methods and locations for the keeping of documents and evidences to be prepared

keeping of documents and evidences to be prepared for or used in conjunction with fund management. Such keeping shall be systematic and make searching easy; (c) retention period shall not be less than five

information which should not be disclosed between units and personnel (Chinese wall). The policies, rules and practices shall be prepared in writing with an approval from the company’s board of directors

interest and leaking of information which should not be disclosed between units and personnel (Chinese wall). The policies, rules and practices shall be prepared in writing with an approval from the

prepared in writing with an approval from the company’s board of directors. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as

162.67% and 19.29% from 31st December 2017 respectively. It is because of the performance of the Company, the cash prepared for the ownership transfer of two plots of land, namely, Lumpini Ratchada Rama 3

ASEAN Low Carbon Energy Programme The views of third parties set out in this webcast are not necessarily the views of the EY organization or any of its member firms. This material has been prepared for