operator: Name of local representative: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase
condition under the following cases: (1) In the case of unitholding in ETF by the Participating Dealer( PD)/Market Maker (MM) as appointed by the mutual fund management company; (2) A retirement fund (RMF
condition under the following cases: (1) In the case of unitholding in ETF by the Participating Dealer( PD)/Market Maker (MM) as appointed by the mutual fund management company; (2) A retirement fund (RMF
sustainable value creation Principle 3: Strengthen board effectiveness Principle 4: Ensure effective CEO and people management Principle 5: Nurture innovation and responsible business Principle 6: Strengthen
, strengthen investor protection, and support the use of digital technology in fundraising for the benefit of national development. The amendments have become effective since 16 January 2024. On 2 March 2023
strengthen the Thai capital market?s competitive edge in the international arena. The SEC?s 2015 plan includes self-assessment under the standards of IOSCO (International Organization of Securities Commissions
. Rulemaking is a tangible start for all parties involved in any particular matter to self-adjust in order to achieve respective goals, and subsquently strengthen market credibility, balanced market ecosystem
sustainable value creation Principle 3: Strengthen board effectiveness Principle 4: Ensure effective CEO and people management Principle 5: Nurture innovation and responsible business Principle 6: Strengthen
the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have strategic plan, policy and
the policy, law including the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have