with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for Know Your Customer and
the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for managing private fund with
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board that is no system to control short position transaction underlying with SET50 index
Thailand’s Electronic Information System which are in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.35 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 175/2022
failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 172/2022 Dated
instruction which is duly required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 170/2022 Dated 11/11/2022
order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 174/2022 Dated
in conjunction with Section 90 of the Penal Code Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 177/2022 Dated 11/11/2022
, and procedures as specified in the Notification of the SEC Office by managing SCB set index fund to invest in other mutual fund under SCBAM’s management. SEC Act S.125(1) and 126/1 in conjunction