shall supervise a service provider at least in the following matters: (1) the appropriateness of the policy and operation of the service provider shall be monitored and reviewed regularly, at least an
control and proper operation of business. Clause 19 An intermediary shall supervise a service provider at least in the following matters: (1) the appropriateness of the policy and operation of the service
วางหลกัประกนั การค านวณ Excess Equity การบงัคบัขาย เป็นตน้ (2) ตอ้งไม่ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ส าหรับการปฏิบติัหนา้ท่ี ของผูบ้ริหาร ผูจ้ดัการกองทุน และกรรมการในคณะกรรมการลงทุน
behavior that, if considered on a reasonable ground, indicates failure to discharge properly the duty to supervise a juristic person or a company under its management, or any personnel under its supervision
อย่างร้ายแรง (fail to supervise ให้มีการปฏิบตัิตาม ความคาดหวัง / บทบาทหน้าทีท่ี่ได้รับมอบหมาย) หรือ - ไม่ปฏิบตัิหน้าที่ด้วยความรับผิดชอบ ระมัดระวัง และ ซ่ือสัตย์สุจริต (fiduciary duties) จนท าให้ ตลท
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...
measure or mechanism which allows the trustee and a REIT manager to supervise and control such company to operate business in accordance with the rules specified for the REIT which invests in the principal
(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...