advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen According to the Ministerial Regulation Re
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
an inaccuracy in gathering or processing data from which the financial statements are prepared and factual misstatement with no doubt (42%), and reclassification for presentation (40%). Incorrect
integrity of the prospective client was in doubt. Hence, engagements with significant risks, including the fraud risks, could mistakenly be identified as acceptable or tolerable. There were occasionally
Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of the SEC. The SET's Board of Directors (SET Board) consists of not more than five persons appointed by the
Securities and Exchange Act B.E. 2535 specifies that SET is an organization under the supervision of the SEC. The SET's Board of Directors (SET Board) consists of not more than five persons appointed by the
opportunities, enhancing competitiveness, and building market infrastructures for the digital age. ?The SEC is becoming an adaptive regulator for the future of data-driven supervision whereby responses to change
control the staff under their supervision to comply with the policy and guideline; (3) Prescribe the guideline for course of actions where there is a breach of the guideline. The course of action should be
) Authorises the head of operational and business unit to monitor and control the staff under their supervision to comply with the policy and guideline; (3) Prescribe the guideline for course of actions where