companies that meet an ESG standard; ▪ Reduces the investible universe but all sectors are investible. Norms-based screening: ▪ Screening of investments against minimum standards of business practice based on
major gains/losses of clients in the year? 2 The standard documentation highlights all important matters for consideration, including: · integrity and identification checks on client, for example: · The
CPD for registered auditors? 5 Is there a training policy for other audit issues of Listed Companies? 6 Are these CPD targets communicated to each individual? If yes, how? 7 Are these targets different
Kong and Thailand at the same time (so far as is reasonably practicable given the different time zones and public holidays of the jurisdictions). 4. In general, Hong Kong Covered Entities that are
practicable given the different time zones and public holidays of the jurisdictions). 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong 香港鰂魚涌華蘭路 18 號港島東中心 54 樓 +852 2231 1222 www.sfc.hk Page 2 of
Social Projects (see section 1 Use of Proceeds) and which are aligned with the four core components of the SBP. Different types of Social Bonds exist in the market. These are described in Appendix I. It is
amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an
. The Principles are the ICGN’s primary standard for well governed companies and set the framework for a global work programme focused around influencing public policy, informing governance dialogue and
acceptable international standards among different capital markets is considered the driving force to stimulate cross-border investments, and thus propelling such integration and linkages forward. Being