Kong Covered Entity or a local representative shall submit a duly signed and completed Application Form (Form 35 – HK-TH MRF) to the SEC together with supporting documents which include: As of June 2021
372.36 20.73 35.11 Loss from impairment of investment in associate 107.78 783.85 65.33 110.64 Management benefit expenses 18.68 135.86 24.06 40.75 Financial cost 0.69 5.02 0.41 0.69 Share of losses in
projects approved in accordance with the relevant law, unless there is a representative involved in management. Working Paper: Does free float affect shareholder wealth? New evidence from the Stock Exchange
for the person who is designated by the Institutional Investor to provide further information. The SEC retains on its website a list of I Code signatories for the benefit of clients in choosing Asset
and adaptation aspects of financial products is not straightforward. The benefit of having an authoritative standard eases decision-making and focuses attention on credible climate change solution
SEC Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification. In case of having complied with such guideline, it shall be deemed that an
and derivatives prices or market activity from graphs, technical analysis concept and scenario test. Clause 3 The SEC Office may announce a detailed guideline for the benefit of compliance with the
in capital market industry” means personnel in securities and derivatives businesses; (3) “personnel in securities business” means any person who performs duties for the benefit of the securities
debentures including type, name, interest rate, redemption date, appointment of bondholders' representative including specifications related to the offering, including but not limited to price method and
normally or by causing the company to lose a benefit that should have been received. (c)2 having an application rejected, or an approval for an offer for sale of newly issued shares revoked, by the SEC