who is independent from the responsible person for managing information security incidents under (2); (7) maintain all documents related to the management of information security incidents at least two
operation is shorter than six months, the licensee shall pay 50 percent of the relevant fee as specified in Paragraph 1. Clause 15 A licensee shall pay a fee based on business volume to the SEC Office in two
specified in Paragraph 1. Clause 15 A licensee shall pay a fee based on business volume to the SEC Office in two installments: (1) the first installment: the minimum rate specified under Clause 6 shall be
plants, therefore Solar Energy Power Plants segment has loss on operations. However, the first two projects have an average gross profit margin of 23-30 percent. While another project has a negative gross
such registration shall submit the application to the Office as per form 121-1, as attached to this Notification, and related documents together with two sets of copies of the application and related
such registration shall submit the application to the Office as per form 121-1, as attached to this Notification, and related documents together with two sets of copies of the application and related
such registration shall submit the application to the Office as per form 121-1, as attached to this Notification, and related documents together with two sets of copies of the application and related
the seventh day of the following month. Clause 16. A securities company shall keep the information and documents related to the custody of client’s assets at least two years for the Office’s
) -5- Clause 16. A securities company shall keep the information and documents related to the custody of client’s assets at least two years for the Office’s verification and examination. CHAPTER III
contact ” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor