ensure compliance. 2. Conduct a gap analysis of current climate-related processes and disclosure 1. Form an internal TCFD working group Designate a climate ‘champion’, ideally from senior management or the
were raised by the auditor. The said opinion must be submitted to the SEC within 5 working days from the date on which the audit committee considered such report. Previously, the SEC had notified AIE and
accountability. The program must be approved by the board of directors. The SEC approves within ten working days Related Rules and Regulations The Notification of the Office of the Securities and Exchange
will be faster and risks exposed to investors and the financial system will be managed in a more timely manner. In so doing, we change the mindset and working methods, emphasizing analysis and the mixed
Network (Network) to promote information sharing amongst regulators in light of the rapid development of digital assets in the capital markets sphere. The ACMF has started working together by sharing
environmental disclosure, in line with TCFD recommendations and international standards. The SEC therefore looks forward to working closely with CDP and all parties in the Thai capital market in driving towards
achieve the national missions within the scope of assigned authority and under the related laws. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I
Mr. Surin Banyongponglert From 25 July 2017 to 9 August 2017 (total 11 working days), Mr. Surin Banyongponglert traded PICO shares via his 4 trading accounts on a continued basis with an intent to
, complete and updated records of assets of clients. In case of making correction to any record, the securities company shall complete such correction within the same working day when the cause of correction
correction to any record, the securities company shall complete such correction within the same working day when the cause of correction is found and shall record the cause of each correction. Clause 14 A