exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying

they strictly scrutinize those applicants? information, we are confident that such applicants will be able to make their IPOs as well as be listed on the SET on schedule.? ?The SEC sent circular

set up system for brokers and press to be able to verify rumor/information with official contact persons. This will ensure correctness of information and prevent rumor spreading. Meanwhile, investors

www.sec.or.th so that investors will be able to make informed investment decisions. The revision to the filing rule is expected to further facilitate investors? access to complete and final registration

SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their

while securities company is able to meet requirements of the customers, and may also help increase the liquidity and improve the bond secondary market and the mutual fund market. However, securities

will be able to operate the businesses after receiving the licenses from Minister of Finance.”If people have suspicion on investment in digital assets, please notify SEC at 1207

be able to specify ways to prepare SMEs related to the industrial sector that want to raise funds according to the needs and readiness of SMEs at each stage of development in order to facilitate it

who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.  

invest in assets that could be fraudulent, and SEC has not been able to extend its supervisory coverage to such businesses. Therefore, SEC intends to improve the regulations to be consistent with the